Who is served by for-profit gold open access publishing? A case study of Hindawi and Egypt

by: Jihane Salhab and Heather Morrison

Abstract

The highly successful Egypt-based open access publisher Hindawi is presented as a model of quality publishing and commercial success. However, this success is not accompanied by obvious benefits to Egypt’s own research and researchers. Even in the best-case scenario for academics in Egypt’s public university system, it would take three month’s salary for a full professor to pay the $1,500 USD OA APC of Hindawi’s high-end Disease Markers. Egypt’s largest public university, Cairo University, has no institutional repository. Fortunately for Egyptian researchers, there are open access journals that do not charge APCs, and not all open access repositories are institutional repositories. Open access may not be the most salient issue for Egyptian researchers at any rate. It is not clear that the pre-revolutionary state interference with research detailed in a 2005 Human Rights Watch report has been resolved, and the need to take on other work due to low salaries leaves many academics with little to no time to do research. In this instance, commercial success is not correlated with social benefit.

Details

Hindawi is an open access commercial publishing success story and an Egyptian business success story. Hindawi Publishing Corporation was founded by Ahmed Hindawi who, in an interview with Richard Poynder conducted in September 2012, confirmed a revenue of millions of dollars from APCs alone – a $3.3 net profit on $12 million in revenue, a 28% profit rate (Poynder, 2012). Hindawi is highly respected in open access publishing circles, and was an early leader in establishing the Open Access Scholarly Publishers’ Association (OASPA), an organization that takes quality in publishing seriously.

However, it seems highly unlikely that Egyptian researchers could afford to publish in the larger Hindawi journals. It would take three months’ salary for a full professor in today’s public university system to pay the $1,500 USD APC of Hindawi’s Disease Markers; this would take six months’ salary for a lecturer. This is the best-case scenario, assuming a university that has been able to implement the raise for academics decreed by Morsi in July 2012 to 3500 EGY monthly for a full professor ($579 USD) (1).

In addition to the financial factor, years of the pre-revolution regime’s interference with research subjects and methods formed a stagnant nature of contemporary scholarship where “the state restricts who can research what and severely punishes those who overstep their bounds” (Human Rights Watch, 46). Though there is a slight improvement after the revolution, still “economic, political, and physical insecurity in the country make it very difficult for serious changes to be made” (El-Awady, 2013).

There are other options for Egyptian researchers: the vast majority of open access journals do not charge article processing fees (Morrison et. al., 2015), there are subject as well as institutional open access repositories, and Egyptian researchers can read open access works of others. Still it might be reasonable to ask whether the most appropriate route to “open” in the short-term for researchers in Egypt involves opening up time to do the research through adequate salaries and opening up freedom to conduct and share research by building support for intellectual and academic freedom.

Note

1. In July 2012, more than a year after the revolution that ousted the Mubarak regime, elected president Morsi issued decree 84, amending the wages for academics that had not been changed since 1972. Published on July 14th in the Egyptian Official Journal (issue 28), Decree 84 (translated from Arabic by Jihane Salhab). lists the amendments of academics’ monthly wages as follows: 3500 EGY ($579 US) for professors, 3000 EGY ($497 US) for associate professors, 2500 EGY ($414 US) for lecturers, 1500 EGY ($248 US) for assistant lecturers and 1000EGY ($165 US) for teaching assistants respectively (using XE currency converter for that same date at a rate of $1=6.045 EGY). That raise was supposed to be only the first phase, but in February 2013 Egyptian minister of higher education Mas’ad confirmed in a statement that no other phases would follow (Bedewi, 2013).

References

Bedewi, M. (24 February 2013). Higher education: the country cannot endure the second phase of ‘academic wages.’ Al-Youm Al-Sabe’ [In Arabic]. Retrieved on 10 April 2015.

El-Awady, Nadia. (8 June 2013). Higher education still suffering after the revolution. University World News. Retrieved March 28, 2015 from http://www.universityworldnews.com/article.php?story=20130606161959301

Human Rights Watch (2005). Reading between the “Red Lines”: the repression of academic freedom in Egyptian universities. Human Rights Watch, 17(6): 1-109. Retrieved February 17, 2015 from http://www.hrw.org/reports/2005/egypt0605/egypt0605.pdf

Morrison H, Salhab J, Calvé-Genest A, Horava T (2015). Open Access Article Processing Charges: DOAJ Survey May 2014. Publications 3(1):1-16. Retrieved April 10, 2015 from http://www.mdpi.com/2304-6775/3/1/1

Poynder, R. (2012).The OA interviews: Ahmed Hindawi, founder of Hindawi Publishing Corporation. Retrieved March 10, 2015 from http://www.richardpoynder.co.uk/Hindawi_Interview.pdf

This post is the first in a series analyzing the actual or potential impact of APCs.

Cite as:

Salhab, J., & Morrison, H. (2015). Who is served by for-profit gold open access publishing? A case study of Hindawi and Egypt. Sustaining the Knowledge Commons / Soutenir Les Savoirs Communs. Retrieved from https://sustainingknowledgecommons.org/2015/04/10/who-is-served-by-for-profit-gold-open-access-publishing-a-case-study-of-hindawi-and-egypt/

 

Bravo to India’s DBT / DST on their proposed open access policy!

One of the keys to building and sustaining a global knowledge commons is good public open access policy. This post is a response to the Open Access Policy Committee of India’s Department of Biotechnology and Department of Science and Biotechnology on a proposed open access policy that is very forward-thinking in many respects and might be considered a new standard for open access policy for the world.

The draft policy is posted here

Government of India Department of Biotechnology and the Department of Science and Technology (DBT / DST) Proposed Open Access Policy

Comments submitted by Heather Morrison to the Open Access Policy Committee and cross-posted to Sustaining the Knowledge Commons https://sustainingknowledgecommons.org/ and The Imaginary Journal of Poetic Economics http://poeticeconomics.blogspot.ca/

Congratulations to the Open Access Policy Committee for a proposed policy that can be considered a new model for the world in almost every respect!

My two suggestions to perfect this policy are as follows:

1. After this sentence on page 1: “Grantees can make their papers open-access by publishing in an open-access journal or, if they choose to publish in a subscription journal, by posting the final accepted manuscript to an online repository”, this sentence were added: “Grantees who publish in an open-access journal should post the final published manuscript to an online repository based in India”.

Rationale: journals and publishers are free to come and go and change business models as they please. A journal that is open access today could cease to exist, or be sold to a publisher that uses a toll access business model in the future. The only way to ensure ongoing open access to publicly funded research is through the use of repositories under the direct or indirect control of the funding agency.

2. p. 2: “Suggest that the period of embargo be no greater than one year” – change “Suggest” to “Insist”, and add this phrase: “Future revisions of this policy will look to decreasing and eventually eliminating accommodation for publisher embargoes”.

Rationale

“Suggest” to “Insist”: the experience of one early open access policy leader, the U.S. National Institutes of Health, illustrated very well that certain publishers will take every advantage of any policy loophole available. The 2004 policy merely requiring open access had a dismal compliance rate; this changed dramatically with the strong 2008 policy. If researchers have options, publishers will refuse open access or demand longer embargoes. If policies are strong, publishers adjust as can be easily observed through the Sherpa RoMEO Publisher Copyright Policies and Self-Archiving service, which illustrates the shifting landscape of scholarly publishing overall towards compliance with open access policy as well as concessions for specific policies.

“Decreasing and eventually eliminating publisher embargoes”: the purpose of permitting publisher embargoes is to give the industry time to adjust. Publishers have now had more than a decade to adjust to open access policies around the world, including many by the world’s largest research funders. There are now close to 10,000 fully open access peer-reviewed scholarly journals, employing a variety of business models, including commercial operations that are quite successful financially. There is no reason for publishers to continue to need the “training wheels” support of embargo periods indefinitely.

There is no reason to delay the advance of research by one year at every step. We need clean energy solutions and answers to tough questions like climate change today. Since scientific advance is incremental in nature, a one-year embargo at every step towards an advance can mean an actual delay of many years in achieving a breakthrough.

Particular strengths of this policy that I would like to highlight:

p. 1: “DBT/DST will not underwrite article processing charges levied by some journals”.

Bravo! The purpose of public funding of research is and should be to facilitate the conduct of research, not to subsidize secondary support services such as scholarly publishing. The priority for DBT/DST funding should be ensuring that India’s research facilities are state of the art and providing salaries for Indian researchers and support for Indian students.

Also, there are areas (with this policy being a good example) where government policy is the best approach, and other areas that are best left to the market. It is appropriate for governments to direct researchers benefiting from public funding to make their work openly accessible. However, there are reasons to leave business models to the market. One reason is that commercial companies employing the article processing fee method are likely to be subject to the same market forces that caused distortion in the subscriptions market, and targeted government funding in this area could easily exacerbate the problem.

Another is that currently many publishers using the open access article processing fee approach provide waivers for authors from developing countries; this may even be the default. This information is from my research in progress (my apologies that my data is not yet ready to share; it will be posted as open data as soon as it is ready). If governments provide funding for authors from developing countries for article processing fees, this concession may well disappear and have a severe impact on authors without the benefit of such funds.

p. 1: “The DBT/DST affirms the principle that the intrinsic merit of the work, and not the title of the journal in which an author’s work is published, should be considered in making future funding decisions. DBT/DST does not recommend the use of journal impact factors, as a surrogate measure of the quality of individual research articles, to assess an individual scientist’s contributions, or in hiring, promotion, or funding decisions”

Bravo! This is the approach recommended by the San Francisco Declaration on Research Assessment http://am.ascb.org/dora/, and an approach that I heartily support. Among other things, heavy reliance on the impact factor as surrogate for quality of academic work has been a factor in market distortion in scholarly publishing. Also, reliance on impact factor has been an incentive for scholars to focus on topics of interest to high impact factor journals generally based in developed countries. For scholars in the developing world, this is an incentive to redirect focus from problems and issues of local concern to topics of interest to the developed world. This has also been a disincentive to development of local scholarly publishing systems. The ease of publishing on the internet means that it is timely for scholars in India and elsewhere to consider growing local scholarly publishing initiatives, providing opportunities for local leadership, outlets for research on topics of particular interest to India, and taking advantage of local currency and economic conditions to get the best deal on publishing services.

Other strengths shared with previous open access policies:

• The policy is required, not just requested
• Strong incentives for compliance (compliance considered in future funding and promotion requests)
• Immediate deposit of final manuscript post peer review is required, even when access must be delayed due to publisher embargoes

In summary, India’s DBT/DST proposed open access policy is sound, innovative, and in my expert opinion, sets a new standard for the world. The two recommendations for improvement is to ensure that all articles are deposited in a local open access repository, including articles published in open access journals (which may in future cease to exist, change ownership or business model), and to insist on rather than suggest an embargo of no more than one year with language indicating eventual elimination of embargoes. Particular strengths highlighted are the refusal to provide funds for article processing fees and the direction to consider the quality of the work, not the impact factor of the journal in which it is published.

Respectfully,

Dr. Heather Morrison
Assistant Professor
École des sciences de l’information / School of Information Studies
Master of Information Studies (M.I.S.) program accredited by the American Library Association
Maîtrise en sciences de l’information (M.S.I.) accréditée par l’American Library Association
University of Ottawa
http://www.sis.uottawa.ca/faculty/hmorrison.html
Heather.Morrison@uottawa.ca

July 5, 2014

Cite as:

Morrison, H. (2014). Bravo to India’s DBT / DST on their proposed open access policy! Sustaining the Knowledge Commons / Soutenir Les Savoirs Communs. Retrieved from https://sustainingknowledgecommons.org/2014/07/05/bravo-to-indias-dbt-dst-on-their-proposed-open-access-policy/